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Investment Management

Chair: Sean D. Matthews
Firm: Grant Thornton LLP
Member of: Manhattan/Bronx Chapter

Committee Members

To view a member's contact information, click on the member's name (for NYSSCPA members only)

Larry Matthews
Staff Liaison
New York State Society of CPAs Manhattan/Bronx
Sean D. Matthews
Grant Thornton LLPManhattan/Bronx
Alan D. Alzfan RSM US LLPNassau
James A. Anziano Grassi & Company CPAs P.C. Manhattan/Bronx
Anthony J. Artabane Anthony Artabane CPA PllcWestchester
Armine Arushanova-Botta
Raich Ende Malter & Company LLP Manhattan/Bronx
Jason I. Barocas KPMG LLP Manhattan/Bronx
Francesco Barone
Rho Capital Partners Manhattan/Bronx
Rafael Beck
Integrated Investment Solutions LLCManhattan/Bronx
Maurice Berkower
Berkower LLCStaten Island
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Join This Committee

About the Investment Management Committee


Who We Are

We are members of the Society who work in or are interested in the area of investment management. We focus on investment accounting, analysis, audit, compliance, operations and regulation, primarily as they relate to hedge funds, private equity, and other alternative investment vehicles.

What We Do

  • We generally meet monthly at the Society and have educational presentations on topics of current interest.
  • Review and discuss the accounting and operational implications for originators, intermediaries, and end users of new and existing financial products that would include debt, equity, and derivative financial instruments.
  • Examine developments in the areas of:

    o Risk management of financial assets and liabilities
    o Valuations of financial assets and liabilities
    o Short selling
    o Credit analysis
    o Securities lending and borrowing
    o Operations
    o Hedge funds

  • Comment on relevant legislative proposals and coordinate responses by NYSSCPA to SEC (Investment Management Division), CFTC, OCC, Federal Reserve, FASB and AICPA initiatives with other appropriate responding committees.
  • Sponsor the Hedge Fund and Alternative Investments Conference and Investment Companies Conference each year.
  • Address technical questions from members of the Society on investment related topics.

Who Should Join

Members who work in or are interested in the investment management and financial products areas, including those at hedge funds, brokerages, investment and commercial banks, mutual funds, insurance companies, government-sponsored enterprises, fund administrator, accounting firms, government and academia.


To view the current Committee Annual Report, please click HERE.