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Investment Companies


Committee Members

To view a member's contact information, click on the member's name (for NYSSCPA members only)

Member roster is not available at this time.

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Committee Meetings

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About the Investment Companies Committee

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Who We Are

We are members of the Society who work in or are interested in the area of investment management. We focus on investment accounting, analysis, audit, compliance, operations and regulation, primarily as they relate to hedge funds, private equity, and other alternative investment vehicles.

What We Do

  • We generally meet monthly at the Society and have educational presentations on topics of current interest.
  • Review and discuss the accounting and operational implications for originators, intermediaries, and end users of new and existing financial products that would include debt, equity, and derivative financial instruments.
  • Examine developments in the areas of:

    o Risk management of financial assets and liabilities
    o Valuations of financial assets and liabilities
    o Short selling
    o Credit analysis
    o Securities lending and borrowing
    o Operations
    o Hedge funds

  • Comment on relevant legislative proposals and coordinate responses by NYSSCPA to SEC (Investment Management Division), CFTC, OCC, Federal Reserve, FASB and AICPA initiatives with other appropriate responding committees.
  • Sponsor the Hedge Fund and Alternative Investments Conference and Investment Companies Conference each year.
  • Address technical questions from members of the Society on investment related topics.

Who Should Join

Members who work in or are interested in the investment management and financial products areas, including those at hedge funds, brokerages, investment and commercial banks, mutual funds, insurance companies, government-sponsored enterprises, fund administrator, accounting firms, government and academia.


To view the current Committee Annual Report, please click HERE.