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Marina Baranovsky
Firm: Scitus Consulting LLC

Marina Baranovsky owns a consulting practice focusing on the Risk Assessment for Broker-Dealers and Registered Investment Advisers after five year tenure at the Securities and Exchange Commission. Marina is a speaker at NSCP, MidTown Compliance Round Table in NYC, and an author on topics related to Ethics and Risk Assessment. Marina also runs the NSCP Washington DC Compliance Roundtable. Marina received the Meritorious Service Award at the SEC for her 5 years of outstanding Federal Government Service. Marina developed and implemented Rule 17-h Risk Assessment program as a Senior Risk Analyst in the Broker-Dealer Risk Office of the Division of Trading and Markets. Prior to that, she held Senior Manager positions at both Freddie Mac and Fannie Mae, specializing in derivatives analysis and disclosure. During her career, Marina also worked in finance and accounting positions at the Mutual of New York (MONY Group Inc.), Tokio Marine Management – a major Japanese Property and Casualty Insurance Company, and worked as an Auditor for City Comptroller’s Office of New York in the Bureau of Financial Audit. Marina graduated with honors from Moscow Institute of Technology, with an MBA in Accounting and Auditing and qualification of Economist. She also graduated with honors and a BA degree from Baruch College - The City University of New York, majoring in Finance and Investments.

Past Events

SEC Rule 17(h) BD Risk Assessment & Recordkeeping Requirement Teleconference
Teleconference Event
Apr 06, 2017
SEC Rule 17(h) BD Risk Assessment & Recordkeeping Requirement
Mazars USA LLP
Apr 06, 2017